0001193125-16-505250.txt : 20160315 0001193125-16-505250.hdr.sgml : 20160315 20160315163631 ACCESSION NUMBER: 0001193125-16-505250 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160315 DATE AS OF CHANGE: 20160315 GROUP MEMBERS: CB OFFSHORE EQUITY FUND VI, L.P. GROUP MEMBERS: CHARLESBANK CAPITAL PARTNERS, LLC GROUP MEMBERS: CHARLESBANK COINVESTMENT PARTNERS, LIMITED PARTNERSHIP GROUP MEMBERS: CHARLESBANK EQUITY COINVESTMENT FUND VI, LIMITED PARTNERSHIP GROUP MEMBERS: CHARLESBANK EQUITY FUND VI GP, LIMITED PARTNERSHIP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Zayo Group Holdings, Inc. CENTRAL INDEX KEY: 0001608249 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 261398293 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88645 FILM NUMBER: 161507359 BUSINESS ADDRESS: STREET 1: 1805 29TH ST STREET 2: SUITE 2050 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-381-4683 MAIL ADDRESS: STREET 1: 1805 29TH ST STREET 2: SUITE 2050 CITY: BOULDER STATE: CO ZIP: 80301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Charlesbank Equity Fund VI, Limited Partnership CENTRAL INDEX KEY: 0001381776 IRS NUMBER: 260108217 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O CHARLESBANK CAPITAL PARTNERS LLC STREET 2: 200 CLARENDON STREET, 54TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 619-5400 MAIL ADDRESS: STREET 1: C/O CHARLESBANK CAPITAL PARTNERS LLC STREET 2: 200 CLARENDON STREET, 54TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 SC 13G/A 1 d150524dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

ZAYO GROUP HOLDINGS, INC.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

98919V105

(CUSIP Number)

December 31, 2015

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 98919V105    Schedule 13G    Page 1 of 12

 

  1   

NAMES OF REPORTING PERSONS

 

Charlesbank Equity Fund VI, Limited Partnership

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Massachusetts

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

14,467,003

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

14,467,003

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

14,467,003

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.9%

12  

TYPE OF REPORTING PERSON

 

PN

CUSIP No. 98919V105    Schedule 13G    Page 2 of 12

 

  1   

NAMES OF REPORTING PERSONS

 

CB Offshore Equity Fund VI, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

1,681,351

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

1,681,351

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,681,351

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.7%

12  

TYPE OF REPORTING PERSON

 

PN

CUSIP No. 98919V105    Schedule 13G    Page 3 of 12

 

  1   

NAMES OF REPORTING PERSONS

 

Charlesbank Equity Coinvestment Fund VI, Limited Partnership

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Massachusetts

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

648,351

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

648,351

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

648,351

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.3%

12  

TYPE OF REPORTING PERSON

 

PN

CUSIP No. 98919V105    Schedule 13G    Page 4 of 12

 

  1   

NAMES OF REPORTING PERSONS

 

Charlesbank Coinvestment Partners, Limited Partnership

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Massachusetts

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

49,042

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

49,042

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

49,042

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12  

TYPE OF REPORTING PERSON

 

PN

CUSIP No. 98919V105    Schedule 13G    Page 5 of 12

 

  1   

NAMES OF REPORTING PERSONS

 

Charlesbank Equity Fund VI GP, Limited Partnership

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Massachusetts

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

16,796,705

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

16,796,705

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

16,796,705

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

6.9%

12  

TYPE OF REPORTING PERSON

 

PN

CUSIP No. 98919V105    Schedule 13G    Page 6 of 12

 

  1   

NAMES OF REPORTING PERSONS

 

Charlesbank Capital Partners, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Massachusetts

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

16,845,747

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

16,845,747

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

16,845,747

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

6.9%

12  

TYPE OF REPORTING PERSON

 

OO

CUSIP No. 98919V105    Schedule 13G    Page 7 of 12

Preliminary Note

This Amendment No. 2 to Schedule 13G relating to the Common Stock of the Issuer (each term as defined below) is being filed by the Reporting Persons (as defined below) to correct the number of shares of Common Stock beneficially owned as of December 31, 2015 by each of the Reporting Persons on Amendment No. 1 to Schedule 13G filed on February 12, 2016.

 

ITEM 1. (a) Name of Issuer:

Zayo Group Holdings, Inc. (the “Issuer”).

 

  (b) Address of Issuer’s Principal Executive Offices:

1805 29th Street, Suite 2050

Boulder, CO 80301

 

ITEM 2. (a) Name of Person Filing:

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

Charlesbank Equity Fund VI, Limited Partnership

CB Offshore Equity Fund VI, L.P.

Charlesbank Equity Coinvestment Fund VI, Limited Partnership

Charlesbank Coinvestment Partners, Limited Partnership

Charlesbank Equity Fund VI GP, Limited Partnership

Charlesbank Capital Partners, LLC

 

  (b) Address of Principal Business Office:

The business address of each of the Reporting Persons is c/o Charlesbank Capital Partners, LLC, 200 Clarendon Street, 54th Floor, Boston, MA 02116.

 

  (c) Citizenship:

 

  Charlesbank Equity Fund VI, Limited Partnership    Massachusetts
  CB Offshore Equity Fund VI, L.P.    Cayman Islands
 

Charlesbank Equity Coinvestment Fund VI, Limited

    Partnership

    Massachusetts
  Charlesbank Coinvestment Partners, Limited Partnership    Massachusetts
  Charlesbank Equity Fund VI GP, Limited Partnership    Massachusetts
  Charlesbank Capital Partners, LLC    Massachusetts

 

  (d) Title of Class of Securities:

Common stock, $0.001 par value per share (“Common Stock”).

 

  (e) CUSIP Number:

98919V105

CUSIP No. 98919V105    Schedule 13G    Page 8 of 12

 

ITEM 3.

Not applicable.

 

ITEM 4. Ownership.

Ownership (a-c)

The ownership information presented below represents beneficial ownership of Common Stock of the Issuer as of December 31, 2015, based upon 244,866,876 shares of the Issuer’s Common Stock outstanding as of November 6, 2015.

 

Reporting Person   

Amount

beneficially

owned

     

Percent

of class

     Sole
power
to vote
or to
direct
the
vote		     

Shared

power

to vote or to
direct the
vote

     

Sole
power to
dispose or
to direct
the
disposition

of

     

Shared

power to

dispose or

to direct

the

disposition

of

  

Charlesbank Equity Fund VI, Limited Partnership

      14,467,003         5.9 %      0         14,467,003         0         14,467,003   

CB Offshore Equity Fund VI, L.P.

      1,681,351         0.7 %      0         1,681,351         0         1,681,351   

Charlesbank Equity Coinvestment Fund VI, Limited Partnership

      648,351         0.3 %      0         648,351         0         648,351   

Charlesbank Coinvestment Partners, Limited Partnership

      49,042         0.0 %      0         49,042         0         49,042   

Charlesbank Equity Fund VI GP, Limited Partnership

      16,796,705         6.9 %      0         16,796,705         0         16,796,705   

Charlesbank Capital Partners, LLC

      16,845,747         6.9 %      0         16,845,747         0         16,845,747   

Consists of (i) 14,467,003 shares held of record by Charlesbank Equity Fund VI, Limited Partnership (“Fund VI”); (ii) 1,681,351 shares held of record by CB Offshore Equity Fund VI, L.P. (“Offshore VI”); (iii) 648,351 shares held of record by Charlesbank Equity Coinvestment Fund VI, Limited Partnership (“Coinvest VI” and, together with Fund VI and Offshore VI, the “Charlesbank Funds”); and (iv) 49,042 shares held of record by Charlesbank Coinvestment Partners, Limited Partnership (“Coinvest”). Charlesbank Equity Fund VI GP, Limited Partnership (“Equity VI GP”) is the general partner of each of the Charlesbank Funds. Charlesbank Capital Partners, LLC (“Charlesbank”) is the general partner of Coinvest and

CUSIP No. 98919V105    Schedule 13G    Page 9 of 12

Equity VI GP. Pursuant to an investment and advisory agreement with each of the Charlesbank Funds, an investment committee (the “Investment Committee”) consisting of ten members, each a Managing Director of Charlesbank, has investment and voting authority over the securities held by the Charlesbank Funds. Each of the foregoing entities and the individual members of the Investment Committee disclaims beneficial ownership of the shares held of record by the Charlesbank Funds and Coinvest.

 

ITEM 5. Ownership of Five Percent or Less of a Class.

Not applicable.

 

ITEM 6. Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.

 

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

ITEM 8. Identification and Classification of Members of the Group.

Not applicable.

 

ITEM 9. Notice of Dissolution of Group.

Not applicable.

 

ITEM 10. Certifications.

Not applicable.

CUSIP No. 98919V105    Schedule 13G    Page 10 of 12

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: March 15, 2016

 

CHARLESBANK EQUITY FUND VI, LIMITED PARTNERSHIP
By: Charlesbank Equity Fund VI GP, Limited Partnership, its general partner
By: Charlesbank Capital Partners, LLC, its general partner
By:  

/s/ Stephanie Paré Sullivan

Name:   Stephanie Paré Sullivan
Title:   General Counsel & Chief Administrative Officer
CB OFFSHORE EQUITY FUND VI, L.P.
By: Charlesbank Equity Fund VI GP, Limited Partnership, its general partner
By: Charlesbank Capital Partners, LLC, its general partner
By:  

/s/ Stephanie Paré Sullivan

Name:   Stephanie Paré Sullivan
Title:   General Counsel & Chief Administrative Officer
CHARLESBANK EQUITY COINVESTMENT FUND VI, LIMITED PARTNERSHIP
By: Charlesbank Equity Fund VI GP, Limited Partnership, its general partner
By: Charlesbank Capital Partners, LLC, its general partner
By:  

/s/ Stephanie Paré Sullivan

Name:   Stephanie Paré Sullivan
Title:   General Counsel & Chief Administrative Officer
CHARLESBANK COINVESTMENT PARTNERS, LIMITED PARTNERSHIP
By: Charlesbank Capital Partners, LLC, its general partner
By:  

/s/ Stephanie Paré Sullivan

Name:   Stephanie Paré Sullivan
Title:   General Counsel & Chief Administrative Officer

CUSIP No. 98919V105    Schedule 13G    Page 11 of 12

 

CHARLESBANK EQUITY FUND VI GP, LIMITED PARTNERSHIP
By: Charlesbank Capital Partners, LLC, its general partner
By:  

/s/ Stephanie Paré Sullivan

Name:   Stephanie Paré Sullivan
Title:   General Counsel & Chief Administrative Officer
CHARLESBANK CAPITAL PARTNERS, LLC
By:  

/s/ Stephanie Paré Sullivan

Name:   Stephanie Paré Sullivan
Title:   General Counsel & Chief Administrative Officer

CUSIP No. 98919V105    Schedule 13G    Page 12 of 12

LIST OF EXHIBITS

 

Exhibit No.

   

Description

99    Joint Filing Agreement (incorporated by reference to Exhibit 99 to the Schedule 13G filed by the Reporting Persons on February 12, 2015)